Compliance Officer

You have unique experiences, skills and passions—and we believe you can bring them all to FA Advisory for a rich, rewarding career and lifestyle that will surprise you with its breadth and potential. Just imagine the excitement and satisfaction of what you can do, where you can go, and the difference you can make with the resources of FA Advisory behind you.

Key Responsibilities

  • Identify and understand regulatory compliance requirement by Bank Negara Malaysia (BNM), Securities Commission Malaysia (SC) and Federation of Investment Managers Malaysia (FIMM)
  • Key liaison with the regulators to ensure all relevant company activities conform to regulatory standards
  • Develop, implement and review regulatory compliance policies and procedures
  • Ensure adequate compliance and risk management in the organisation
  • Perform periodical / ad-hoc compliance reporting & review as required by the regulators
  • Conduct regular compliance review to ensure compliance with regulatory and internal requirements
  • Advise the Board and Management on compliance matters, relevant laws and regulations
  • Assist in timely dissemination of relevant guidelines and directives from the regulators
  • Identify and mitigate regulatory risk
  • Conduct compliance training

Requirements

  • Possess high level of commitment and integrity.
  • Excellent communication and problem-solving skills, well organized, meticulous, results oriented and good team player.
  • Analytical and process-driven yet flexible and adaptable.
  • Candidate must possess at least a Degree preferably in Legal or Audit background.
  • Required language(s): Bahasa Malaysia, English.
  • Applicants must be willing to work in Mont’ Kiara.
  • Computer literate & well versed in Microsoft Office applications.
  • Good in written and spoken English.
  • Quick Learner and able to adapt to changing environment.
  • Minimum 2 years’ experience in compliance role in financial services sector.
  • Experience in Audit / Consulting / Insurance / Investment / Banking industry is a valuable advantage.
  • Salary commensurate with experience.
  • Applicants must be Malaysian citizen.

Join Our Family

Reg. No. 200901022427 (865525-W). 

Licensed by the Securities Commission and Bank Negara Malaysia, We are a Leading Financial Planning and Advisory Firm in Malaysia. 

 

We provide comprehensive and impartial financial advice that is custom tailored to every clients’ interests and needs.

 

Supported by robust and thorough Wealth Management Research & Support. 

Empowering our Clients  with access to top-line financial advice and customized financial plans geared towards financial freedom.